Repeal of the HRA 1998
Clause 4 of the Bill would repeal the HRA 1998. This repeal raises profound political and constitutional questions, which we have explored below in the order that they are addressed in the Bill.
The status of judicial interpretations made under Section 3 of the HRA 1998
Under Section 3 of the HRA 1998, our courts and tribunals are under an obligation to interpret primary and subordinate legislation compatibly with the Convention rights “so far as it is possible to do so.” These interpretations can amend the plain meaning of statute, effectively rewriting legislation from the bench. Perhaps surprisingly, there exists no comprehensive record of how often the courts have used this power, leaving Parliamentarians somewhat in the dark as to the current state of the law. Academic researchers have estimated the power is not frequently used, but these remain estimates. A database published by the Ministry of Justice also indicates that the power has not been frequently used but its authors have made clear that it does not purport to be exhaustive.[7]
Two notable examples can be considered for our current purposes:
Example: R v A (No. 2) [2001] UKHL 25[8]
In this criminal law case, the accused was due to be tried for rape. His defence included his claim that the accuser had consented, and he further claimed that he had been in a consensual sexual relationship with the accuser for approximately three weeks prior to the alleged rape. His counsel sought to admit evidence and cross-examine the accuser about that relationship. Under Section 41 of the Youth Justice and Criminal Evidence Act 1999, there was a broad presumption against the cross examination of an accuser in a sexual offence case about their sexual history. The House of Lords exercised their power under Section 3 of the Human Rights Act 1998 to imply additional words into Section 41 of the Youth Justice and Criminal Evidence Act 1999 which would admit evidence and allow questioning where a matter is so relevant to the issue of consent that its exclusion would endanger the fairness of the trial.
Example: Gilham v Ministry of Justice [2019] UKSC 44
Joanna Gilham, a district judge, had raised concerns about the effects of court service cuts, including insecure and unsuitable courtroom accommodation, increased workload, and administrative failures. She said those disclosures led to a series of detriments, including delay in dealing with her grievance, bullying, being undermined, and damage to her health. She brought Employment Tribunal proceedings, but the whistleblowing claim depended on her being a “worker” under Part IVA of the Employment Rights Act 1996 (‘ERA’). The tribunal, the Employment Appeal Tribunal, and the Court of Appeal all held that she was not. The Supreme Court unanimously allowed her appeal in a judgment given by Lady Hale. The Court relied upon section 3 of the HRA 1998, drawing on Ghaidan v Godin-Mendoza. Lady Hale held that it was possible to read section 230(3)(b) ERA compatibly with Articles 10 and 14 so that it covered judicial office-holders for whistleblowing purposes.
In both these examples, judges, relying upon the powers of the HRA 1998, effectively enacted amendments to existing legislation, a function which, in our view, rightly belongs to Parliament.
We have through Clauses 5(1)-(2) of our Bill introduced the principle that all interpretations of statute made in reliance on Section 3 would cease to have effect once the Bill received Royal Assent. This would largely restore the orthodox common law rules of statutory interpretation.
Recognising that Ministers may decide that some Section 3 interpretations have been beneficial or remain practically necessary, we have proposed a safeguard. Ministers could under Clauses 5(4)-(5), and subject to affirmative resolution in both Houses, preserve individual interpretations that they judged ideal or necessary. This would ensure that, while the principle of Section 3 is abolished, certain legal outcomes could be retained through a process of parliamentary consent.
Although we have not included within the attached Bill a schedule of preserved Section 3 interpretations, we remain open to this as a conceptual approach and may identify some possible interpretations that ought to be preserved in future publications.
Pending proceedings before courts and tribunals
At any point in time when the HRA 1998 is repealed, there would be a significant number of pending cases before the courts and tribunals of the United Kingdom that had been advanced or resisted based on the HRA 1998’s being in force. While our Bill would not prevent these outstanding cases from continuing through the courts, it would restrict the available remedies the courts could grant.
If our Bill were to receive Royal Assent, the only remedy a court could award for a breach of the HRA 1998 found in an ongoing case is the remedy of damages. All other remedies previously within the gift of the courts—including mandatory orders, injunctions, quashing orders, and declarations of incompatibility—would be expressly withdrawn for actual or anticipated breaches of the Convention.
The Bill further provides that, once the Bill had received Royal Assent, no new claims could be advanced in our domestic courts based on a breach of the Convention rights. This is to secure a clean break with the Convention and the jurisprudence of the ECtHR.
Whilst we recognise that this approach would be controversial and would be a departure from the orthodox approach outlined in Section 16 of the Interpretation Act 1978, it would not be without precedent. The alternative would be years of first instance decisions and appeals, advanced on the basis of the Convention, and which would have the potential to bind the capacity of Parliament and Ministers to act—particularly in the field of border control—long after the United Kingdom had withdrawn from the Convention and repealed the HRA 1998. We do not think it would be politically sustainable for Ministers to continue to be bound by the Convention in this way.
Other legislation which references the Convention rights or the HRA 1998
Where other legislation confers powers or makes the discharge of functions by a public authority subject to compliance with the HRA 1998 or the Convention rights, Clause 7(1) of our Bill would render those clauses without effect. Clauses 7(2)-(3) would confer upon Ministers a time-limited power to amend other Acts of Parliament that expressly refer to the Convention rights or the HRA 1998, to preserve the coherence of the statute book.
Preservation of law enforcement and judicial cooperation
Part Three of the UK-EU Trade and Cooperation Agreement (‘TCA’), concerning law enforcement and judicial cooperation, allows either party to terminate that Part if the other denounces their membership of the Convention. Under the terms of the TCA, that termination cannot happen before the end of the denunciation period provided for under the Convention.
It is thus inescapable that the effect of denouncing the Convention is that the United Kingdom would run the significant risk of Part Three of the TCA being terminated as a direct result.
To potentially avoid this eventuality from occurring, Clause 7(4) of our Bill would allow the Secretary of State to make such regulations as they consider appropriate for preserving the core elements of Part Three of the TCA. It does, however, place some hard constraints on that power by specifying in Clause 7(5) that it cannot be used to reincorporate the Convention rights or give legal effect to any international agreement.
We have drafted these clauses on the supposition that any future government may have a strong interest in preserving law enforcement and judicial cooperation with the European Union. There would need to be a rapid period of negotiation, once the power in Clause (1) of the Bill had been exercised, to arrive at a position both the United Kingdom and European Union were happy to accept.
Ongoing effect of the Convention in domestic law
It is not just central government which is bound by and subject to the HRA 1998 and the Convention. All public authorities in the United Kingdom are bound by both, and that legal obligation has given rise to an array of guidance, policies, statutory rules, procedures, and even culture within public authorities that have adapted to the requirements of the Convention. Without this being directly addressed, it is possible that public authorities will simply leave materials, processes, and rules that reference the Convention in place. This could easily give rise to the impression, or cultural reality, of dead hand law continuing to govern the United Kingdom.
Clause 8(1) of our Bill clarifies that, in the discharge of their functions, public authorities that were within scope of the HRA 1998 would no longer be allowed take account of the Convention rights or seek to give effect to them. Clause 8(2) would require those same public authorities, within one year of the Bill’s receiving Royal Assent, to review any guidance, policy, or other published document and modify its contents to ensure they were consistent with our Bill.
Clause 8(3) clarifies that any previous decision of any court or tribunal that relied upon the Convention rights, and that does not otherwise fall within the scope of Clause 5 relating to judicial interpretations of statute, would cease to bind any court or tribunal (to the extent it otherwise would have done) once the Bill receives Royal Assent. We have, however, through Clause 8(4) allowed Ministers, by regulation, to preserve the effect of individual judgments.
We anticipate that there will be some examples of Convention-derived decisions where political and cultural expectations are that they should be preserved, and this power allows preservation without enactment.
We fully acknowledge that this gives rise to an administrative and legal challenge akin to that faced by government and civil servants in the years before the United Kingdom fully withdrew from the European Union. Namely, that it is preferable for the law of the land to only change once, rather than having a clean break with ECtHR jurisprudence at the end of the denunciation period before selectively deciding over future years which previous elements of that jurisprudence we ought to reincorporate into our domestic statute law. We nonetheless cannot see any obvious, preferable legislative alternative to the approach we have outlined here.
Our previous paper, Why and How to Leave the ECHR, proposed the establishment of a Case Law Review Commission for this very purpose and we remain of the view that this would be an appropriate mechanism to identify any case law that Ministers ought to preserve.[9]
The position in Northern Ireland
Clause 12(3) of our Bill states that repeal of the HRA 1998 would not come into force in Northern Ireland until two years after the day on which the Bill receives Royal Assent.
We have adopted this approach for several reasons.
First, on our reading, the Belfast Agreement does require the Convention to be given effect in the law of Northern Ireland.[10]
Second, we are of the view that a negotiated agreement on the future of civil rights in Northern Ireland would be a preferable outcome to the unilateral imposition of a solution from Westminster.
Third, we recognise that any such agreement would necessarily need to follow a period of negotiation, primarily between the governments of the United Kingdom and Ireland but involving all communities and parties in Northern Ireland itself. The success of such a negotiation necessarily depends upon factors that cannot be known in advance: who the interlocutors are; the scope and flexibility of their negotiating mandates; their capacity to make concessions; the attitudes of the relevant legislatures and assemblies; and the willingness of all parties to embrace alternatives versus becoming entrenched in their positions.
We accept that the form of words in our Bill implies a conditional commitment by the United Kingdom to breach the Belfast Agreement unilaterally, and that this cannot be interpreted by Ireland, or indeed other interested parties, as anything other than a threat or menace. Whilst we acknowledge this, we can envisage only two alternatives.
One would be disapplying the HRA 1998 immediately in Northern Ireland and without any negotiation at all. We have rejected this on the basis that the best possible outcome is a negotiated agreement, and that even a failed negotiation is better than no attempt at negotiation.
The other would be preserving the HRA 1998 in perpetuity until Ireland agrees to some other form of words. This latter approach would be functionally identical to that taken by former Prime Minister, Theresa May, in her draft withdrawal agreement with the European Union, which envisaged keeping the entire United Kingdom within significant parts of the single market until the European Union agreed that we could leave. This was rejected by Parliament at the time, and we see no reason a similar approach to the Convention would be treated differently by a future Parliament.
We do not see how open-ended commitments, extinguishable only with the goodwill of the other party to a diplomatic negotiation, are compatible with the sovereignty of Parliament. We have, albeit with some reluctance and acknowledgment of the risks, alighted upon the two-year suspensive clause until the Bill repeals the HRA 1998 in Northern Ireland.
We have, through Clause 12(6) of the Bill, proposed a power for the Secretary of State to bring forward the two-year date only if they are satisfied that His Majesty’s Government has reached an agreement with the Government of Ireland for an alternative form of civil rights protection in Northern Ireland.